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New Trends in E-Message Archiving for SEC & FINRA Compliance in '08 from March 19, 2008 |
About this Webcast: Email has become a mission critical application for all financial institutions. It is now the communications "hub"; it is the means of transportation by which sales proposals, marketing plans, competitor profiles, contracts, and corporate intellectually property (IP) are now shared, distributed, stored, and accessed.
Additionally, regulations such as SEC rule 17a-4, Sarbanes Oxley and others have illustrated the need for financial institutions to implement long-term indexing and archiving of e-mail as well as Bloomberg messages, Blackberry messages, and Instant Messaging conversations.
Topics and Objectives: • Gain an understanding of the new email archiving requirements. • Determine if your financial institution is storing critical email information adequately. • Is your financial institution able to retrieve specific email records upon the request of the regulators or prosecutors? If not, what are the ramifications? • Learn how you can archive to reduce storage costs, gain compliance, and reduce e-Discovery costs.
Join us as we take a look at the changing business and regulatory landscape for financial institutions in 2008 and how e-messaging compliance has changed with it.
Your Hosts: Dan Summa, President, SECCAS Jon Thomas, Marketing Analyst
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